- Forms & Paperwork Guide

- Non-Managed Account Forms & Process:

• Non-Managed Account Process
• Non-Managed Account Agreement
• Non-Managed Master Rep Code Request Form

- DocuSign Resource Guide

- Pontera: Adviser How-To Guide

- Client Information Sharing Agreement

- Trusted Contact Authorization Form 

- Welcome to the Platform: C1W Platform Overview and Training Guide (updated January 2025)

- CRM Guide

- Service Center & Trading Guide

- Portfolios Overview (Unaffiliated Cash, Discretionary, Third-party Manager Products/Models)

- Generating Proposals

- Renaming Portfolios on the platform

- Reports Overview

- Reporting Center Guide

- Navigating the Reporting Center

- Generating Reports in the Reporting Center

- Creating Custom Reports in the Reporting Center

- Aggregation Overview

- Trade Request Guidelines

- Cash Solutions (CD and Money Market Purchases) 

- Structured Notes (if not using Halo Platform)

• Structured Note Advisor Attestation (Required for all advisors to sign prior to using Structured Notes)

- Tax Loss Harvesting How-To (spreadsheet template)

- Fixed Income Trade Order Template

- Schwab and Fidelity Tracking Funds (How to purchase)

- Client Directed Trade Attestation

This section is being updated

- Halo Structured Note Platform

• recorded webinar | slide deck
• How-to Guide
• Structured Note Adviser Attestation

- Annuity Data on the Platform

• recorded webinar

- Pontera How-to guide | Presentation

For any of the below, see 'Trading' section under Operations:

- Cash Solutions (CD and Money Market Purchases) 

- Structured Notes (with spreadsheet template)

- Tax Loss Harvesting (with spreadsheet template)

- Schwab and Fidelity Tracking Funds (How to purchase)

ALL HOW-TO GUIDES FOR PRIVATE WEALTH SOLUTIONS ARE IN THE ADVISORY SOLUTIONS SECTION UNDER 'PRIVATE WEALTH SOLUTIONS'

- Investment Analysis and Research (for Riskalyze, Morningstar, and/or Kwanti reports)

Link to MCO

-Consolidated Statements template

-C1W Vendor Questionnaire